Issuer Services

DTC’s Issuer Agent Portal is a one stop platform for agents, trustees and issuers to submit investor communications for dissemination via DTC’s Legal Notice System (LENS), including notices for compliance with SEC Rule 17Ad-16, Legal notices, Tax notices and notices detailing LIBOR replacement rate information.

DTCC has expanded the LIBOR Replacement Index Tool as a foundation to create the Issuer Agent Portal to accept submissions of Transfer Agent 17Ad-16 notices from Transfer Agents, Paying Agents, Redemptions Agents, and others at no cost. There, these agents can complete the 17Ad-16 form which is submitted to LENS in near real time.

DTCC has expanded the LIBOR Replacement Index Tool as a foundation to create the Issuer Agent Portal to accept submissions of Transfer Agent 17Ad-16 notices from Transfer Agents, Paying Agents, Redemptions Agents, and others at no cost. There, these agents can complete the 17Ad-16 form which is submitted to LENS in near real time.

DTC's Proxy Services provide an essential link between DTC participants and issuers of eligible securities, supporting communication from issuers on matters such as shareholder meetings and consents, bankruptcies and dissenters/appraisal rights.

DTC's Security Position Reports provide issuers, trustees and authorized third-party agents with valuable information on the position holdings of DTC participants in the issuer’s security as of a specified time period.

DTC’s Legal Notice System (LENS) service offers access to a comprehensive online library of notices concerning DTC-eligible securities that are published and furnished by third-party agents, courts and security issuers.